Regulatory Compliance Administrator

One of the top wealth managers in South Africa is looking for a detailed and efficient Regulatory Compliance Administrator to join their dynamic team in Cape Town.

As the Regulatory Compliance Administrator, your primary objective will be to take responsibility for processing and client service activities relating to a range of retirement and post-retirement products. This will include ensuring that all systems and processes are compliant with regulatory rules.

The Regulatory Compliance Administrator position calls for a meticulous and diligent individual who demonstrates a high degree of analytical and logical thinking.

Key qualifications and experience required for the Regulatory Compliance Administrator:

• BCom degree in relevant subject mater (i.e., financial or business management)
• 5 years’ experience in LISP retirement and life products
• Proven leadership experience
• Background in wealth or investment management
• Experience working with tax, finance, investments, compliance and legal administration

Key duties of the Regulatory Compliance Administrator:

• Ensure systems and processes are compliant with regulatory rules and controls related to legal administration
• Work closely with the legal and compliance team to understand regulatory changes impacting legal administration
• Attend internal governance and management forums
• Administer and oversee processing of death, disability, divorce order and maintenance claims as required
• Manage resolution of complex cases
• Review and authorise the legal administration team cases

Key personal skills:

• Exceptional attention to detail and ability to multitask
• Thrives in high-pressure environments and meets tight deadlines
• Displays strong numeric ability
• Ability to work effectively with others as well as independently

If you are a dynamic finance professional eager to utilise your industry experience in regulatory compliance and wealth management, we encourage you to get in touch for a discussion about this position.